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FINRA Awards for Norman Robertson

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0271607/01/2021Claimant(s): Norman Robertson
Claimant Lawyers(s): Frances Menzer
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
20-0272105/14/2021Claimant(s): Norman Robertson
Claimant Lawyers(s): Frances Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeffrey P. Palmer
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA

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