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FINRA Awards for Jennifer Johnston

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0046502/02/2023Claimant(s): Jennifer Johnston
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
20-0278806/23/2021Claimant(s): Jennifer Johnston
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
08-0219101/27/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jennifer Johnston
Respondent Lawyers(s): Jennifer S. Johnston
Arbitrator(s): Mary Curran
Hearing Site: Seattle, WA

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