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FINRA Awards for Richard Eller

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0180104/22/2022Claimant(s): Richard Eller
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): James B. Noblett
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY
20-0175812/23/2020Claimant(s): Richard Eller
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY

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