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FINRA Awards for Michael Riordan

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0315105/07/2009Claimant(s): Eric Serfaty
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Michael Riordan
Arbitrator(s): Sandra J. Mullings, Jonathan L. Goldfarb, Nancy Kramer
Hearing Site: New York, NY

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