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FINRA Awards for Matthew Staten

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0274607/10/2014Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew Wade Staten
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
13-0153511/22/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew W. Staten
Arbitrator(s): Gregory P. Szuter
Hearing Site: Columbus, OH

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