FINRA Awards for Hemant Kathuria

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02597	07/14/2023	Claimant(s): Hemant Kathuria Claimant Lawyers(s): Kurt Kalberer Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): John Venezia Arbitrator(s): Constance Ellen Boukidis Hearing Site: Los Angeles, CA
19-03580	06/16/2020	Claimant(s): Hemant Kathuria Claimant Lawyers(s): Kurt T Kalberer Respondent(s): A.G.P. / Alliance Global Partners, Digital Offering LLC Respondent Lawyers(s): Gordon McBean, Gregg Breitbart Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA