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FINRA Awards for Bernard Breton

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0312106/10/2021Claimant(s): Marianne Smith
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones, Investors Capital Corp.
Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT
20-0233503/03/2021Claimant(s): Bernard Breton
Claimant Lawyers(s): Michael Nagy
Respondent(s): Cetera Advisors
Respondent Lawyers(s): David Feldstein
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA

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