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FINRA Awards for Charles Sydnor Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0090210/11/2011Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Richard Klukkert
Respondent Lawyers(s): Richard Klukkert
Arbitrator(s): Charles Sydnor Thompson
Hearing Site: Columbia, SC

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