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FINRA Awards for P. J. Boylan

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0334101/06/2020Claimant(s): Frank Eder
Claimant Lawyers(s): Rogge Dunn
Respondent(s): Neuberger Berman Management LLC, Neuberger Berman Fixed Income, Neuberger Berman Group, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Theodore W. Wrobleski, P J Boylan, Susan L. Walker
Hearing Site: Chicago, IL
18-0201212/05/2019Claimant(s): Mark Pent
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): P J Boylan, Stuart S. Mukamal, Bryan K. Nestor
Hearing Site: Milwaukee, WI

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