FINRA Awards for Bear Stearns & Co..

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-03007	12/31/2010	Claimant(s): Mitchell Schley Claimant Lawyers(s): Mitchell Schley Respondent(s): Barbara Bishop, Bear Stearns & Co.. Respondent Lawyers(s): Lawrence R. Sandak Arbitrator(s): Ernest Fanwick, Robert Pincus, Saul Scheier Hearing Site: New York, NY
06-02076	10/09/2009	Claimant(s): Eugene Ross Claimant Lawyers(s): Eugene C. Ross Respondent(s): Bear Stearns & Co.. Respondent Lawyers(s): Kevin B. Leblang Arbitrator(s): Susan C. Lushing, David I. Goldblatt, Thomas A. Abitabile Hearing Site: New York, NY