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FINRA Awards for James Warren Elam

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0001301/10/2019Claimant(s): James Elam
Claimant Lawyers(s): James Warren Elam
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson
Hearing Site: Little Rock, AR

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