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FINRA Awards for Nicholas J. Donohue

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0285806/15/2021Claimant(s): Barney Greengrass
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Joseph J. Arata, Nicholas J. Donohue, James M. Rhodes
Hearing Site: New York, NY
18-0014712/06/2018Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Timothy D. Gronewold
Respondent(s): Ronan Cox
Respondent Lawyers(s): Ronan David Cox
Arbitrator(s): Nicholas J. Donohue, Donna Christina Chin, Carol Maria Luttati
Hearing Site: New York, NY

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