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FINRA Awards for Eric Rosenberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0294506/17/2022Claimant(s): Eric Rosenberg
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): GW & Wade Asset Management Company
Respondent Lawyers(s): Matthew G. Valentine
Arbitrator(s): Gerard S. Marsan, Howard N. Gorney, John R. Snyder
Hearing Site: Boston, MA
06-0501910/22/2007Claimant(s): Steven Rothstein
Claimant Lawyers(s): Steven A. Rothstein
Respondent(s): Ross Mandell, Sky Capital LLC
Respondent Lawyers(s): Eric Rosenberg
Arbitrator(s): Sheldon M. Pekin, Steven Samson, Michael Steinberg
Hearing Site: Chicago, IL

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