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FINRA Awards for Joelle A Simms

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0375807/24/2020Claimant(s): Dax McCraken
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
19-0371707/22/2020Claimant(s): Gonzalo Castano
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebbish
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
19-0047910/16/2019Claimant(s): Stephen Sullivan
Claimant Lawyers(s): Joelle A Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL

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