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FINRA Awards for Louis J. Rich

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0239105/09/2022Claimant(s): Steven Rapoport
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): DPEC Capital., Westrock Advisors.
Respondent Lawyers(s): Keith Fasano, Louis J. Rich
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
20-0094912/23/2020Claimant(s): Anil Jethmal
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Solid ISG Capital Markets, Westrock Advisors.
Respondent Lawyers(s): Alexander Baltovski, Louis J. Rich
Arbitrator(s): Steven Gary Leventhal
Hearing Site: New York, NY

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