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FINRA Awards for Felix E. Deacon

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0178809/08/2010Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Felix Deacon
Respondent Lawyers(s): Felix E. Deacon
Arbitrator(s): Marshall S. Galinsky
Hearing Site: Richmond, VA
09-0608607/15/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Felix Deacon
Respondent Lawyers(s): Felix E. Deacon
Arbitrator(s): Thomas W. Steed
Hearing Site: Richmond, VA

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