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FINRA Awards for Robert K. Cargin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0207307/15/2024Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): World Choice Securities.
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Ross B. Russell
Hearing Site: Dallas, TX
20-0287603/19/2021Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fortune Financial Services., World Choice Securities.
Respondent Lawyers(s): Karl E. May, Robert K. Cargin
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
06-0471411/01/2007Claimant(s): Allen Green, Donald Teboe, William Wright, A. Green Financial Group.
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Robert Cargin, Regis Securities Corporation
Respondent Lawyers(s): Robert K. Cargin
Arbitrator(s): Harvey Frank, Kenneth J. Safran, Patrick A. Guentner
Hearing Site: Detroit, MI

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