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FINRA Awards for Robert S. Mautner

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0098004/25/2014Claimant(s): David Birrell, Gregory Schulte
Claimant Lawyers(s): Mark D. Chester
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Robert S. Mautner, Henry L. Dahl, Deborah C. Bernot
Hearing Site: Phoenix, AZ
11-0098710/16/2013Claimant(s): Raymond Tate
Claimant Lawyers(s): Kim Michael
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea G. Lisenbee
Arbitrator(s): Robert S. Mautner, Richard Marc Weinroth, Deborah Miriam Lavinsky
Hearing Site: Phoenix, AZ

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