Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 06-01809 | 06/12/2008 | Claimant(s): Morgan Stanley DW Inc. Claimant Lawyers(s): Donald B. Wallace Respondent(s): Todd Smith Respondent Lawyers(s): Frank Lewis Arbitrator(s): Mica T. Duncan, Eugene W. Bronski, Ronald L. Peters Hearing Site: Phoenix, AZ | ||
| 07-02995 | 04/03/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania Facher Respondent(s): Todd Smith Respondent Lawyers(s): Todd Smith Arbitrator(s): Jonathan H. Larson Hearing Site: Augusta, ME |