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FINRA Awards for Brian E. Slotky

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0386304/04/2016Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
11-0191012/05/2012Claimant(s): Dana Levenson
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Jill L. Rosenberg
Arbitrator(s): Peter Ordower, Ann Breen-Greco, Brian E. Slotky
Hearing Site: Chicago, IL

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