Potomac Analytics' Logo

FINRA Awards for Kenneth Paul Williams

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0329505/03/2019Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Vy Truong
Respondent Lawyers(s): Vy Truong
Arbitrator(s): Kenneth Paul Williams, Alan Gradzki, Harrison Johnson
Hearing Site: New York, NY
09-0504212/12/2013Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Mark J. Alonso
Respondent(s): Robert Loftus
Respondent Lawyers(s): Jeffrey L. Liddle
Arbitrator(s): Hugh N. Fryer, Joseph A. Forgione, Kenneth Paul Williams
Hearing Site: New York, NY

2 Results

Display: