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FINRA Awards for William A. Fynes

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0262903/25/2021Claimant(s): James Aughenbaugh
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): William A. Fynes
Hearing Site: Dallas, TX
12-0391611/14/2014Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Terrance Wilkerson
Respondent Lawyers(s): Kevin S. Wiley, Jr.
Arbitrator(s): James M. Tipton, Todd R. Gough, William A. Fynes
Hearing Site: Dallas, TX

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