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FINRA Awards for Rose M. Schindler

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0228004/01/2015Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Elizabeth M. HIll
Respondent(s): Jo Fisher
Respondent Lawyers(s): Rose M. Schindler
Arbitrator(s): Charles D. Underwood, John B. Glueckert, Robert L. Washburn
Hearing Site: Columbus, OH
12-0321211/19/2013Claimant(s): Douglas Jones
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): Matthew Iak, Westmoreland Capital Corporation
Respondent Lawyers(s): Marissa A. Coheley
Arbitrator(s): Gloria O. North, Raymond W. Snow, Steven E. Eisenberg
Hearing Site: Ft. Lauderdale, FL

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