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FINRA Awards for Anthony Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0193401/13/2017Claimant(s): Laidlaw & Company (uk) Ltd.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Anthony Garcia
Respondent Lawyers(s): Anthony Lois Garcia
Arbitrator(s): Mary P. Bass
Hearing Site: New York, NY
12-0281905/10/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Anthony Garcia
Respondent Lawyers(s): Anthony J. Garcia
Arbitrator(s): Seth L. Finkel
Hearing Site: Miami, FL

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