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FINRA Awards for Steven Fried

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0131504/16/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Demian J. Betz
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Harvey Alan Blicksilver
Hearing Site: Boca Raton, FL
10-0415011/29/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Joshua S. Bratspies
Respondent(s): Steven Fried
Respondent Lawyers(s): Steven Fried
Arbitrator(s): Sid Braufman
Hearing Site: Newark, NJ

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