FINRA Awards for Lester G. Stiel

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02484	05/14/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Holdings Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Sean Barrett Respondent Lawyers(s): Richard J. Hoag Arbitrator(s): Lester G. Stiel, Greta Glavis, Alan Joseph Goldstein Hearing Site: San Diego, CA
11-03976	03/14/2014	Claimant(s): Morgan Stanley, Morgan Stanley Smith barney FA Notes Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): Victor Elkind Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Lester G. Stiel, Michael D. Briggs, Alan Joseph Goldstein Hearing Site: San Diego, CA
11-02589	05/06/2013	Claimant(s): Peter Chiang Claimant Lawyers(s): Peter G. Chiang Respondent(s): Morgan Stanley Respondent Lawyers(s): Patrick J. Folan Arbitrator(s): Robert A. Yates, Lester G. Stiel, Joseph J. Woodford Hearing Site: San Diego, CA
08-00125	02/11/2009	Claimant(s): First Allied Securities. Claimant Lawyers(s): Anne Yannakakis Respondent(s): Peter Holst Respondent Lawyers(s): Peter Anthony Holst Arbitrator(s): Lester G. Stiel, Roger T. Verhage, Mary Elizabeth Geerdes Hearing Site: San Diego, CA