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FINRA Awards for Michael Casey

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0236302/13/2019Claimant(s): Michael Casey
Claimant Lawyers(s): Clinton Marrs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Anthony D. DeToro, Philip H. Marmurowski, Paul E. Dahlman
Hearing Site: Las Vegas, NV
11-0191201/30/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Casey
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO

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