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FINRA Awards for Irving S. Capitel

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0002608/17/2017Claimant(s): David Slagter, William Davis
Claimant Lawyers(s): James A. McGurk
Respondent(s): Richard Babjak, World Equity Group.
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): John E. Parkes, Irving S. Capitel, Thomas Michael Genovese
Hearing Site: Chicago, IL
09-0138612/15/2009Claimant(s): Benjamin Rooks
Claimant Lawyers(s): Jeffrey Grant Brown
Respondent(s): William Blair & Company L.L.C.
Respondent Lawyers(s): Tobias E. Schlueter
Arbitrator(s): Sanford J. Prizant, Sondra Sellars, Irving S. Capitel
Hearing Site: Chicago, IL

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