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FINRA Awards for Mark Wood

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0349806/07/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Mark Wood
Respondent Lawyers(s): Mark Stephen Wood
Arbitrator(s): R. Phillip Reed
Hearing Site: Kansas City, MO
10-0306311/23/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Mark Wood
Respondent Lawyers(s): Mark S. Wood
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Kansas City, MO

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