FINRA Awards for Timothy P. Bogan

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01150	02/07/2023	Claimant(s): Patric Stibbe Claimant Lawyers(s): Patric Stibbe Respondent(s): T3 Trading Group Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): John J. Flynn, David I. Levine, Timothy P. Bogan Hearing Site: San Francisco, CA
16-03141	11/20/2017	Claimant(s): Michael Destro Claimant Lawyers(s): Emily Knoles Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Dean J. Dietrich, Timothy P. Bogan, Jennifer Schwartz Hearing Site: San Francisco, CA
14-03316	08/08/2017	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Bryan H. Heckenlively Respondent(s): Harvey Klyce Respondent Lawyers(s): Michael A. Valenti Arbitrator(s): Herb Schwartz, Timothy P. Bogan, Shawn Ridgell Hearing Site: San Francisco, CA
07-00911	05/01/2008	Claimant(s): C. Buonassisi Claimant Lawyers(s): Patrick J Burns Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Ben W. White Arbitrator(s): Herb Schwartz, Colleen C. Hammer, Timothy P. Bogan Hearing Site: San Francisco, CA