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FINRA Awards for Michael Wolf

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0113103/20/2013Claimant(s): Peter Hans, Scott Doyle
Claimant Lawyers(s): Robert R. Vieth
Respondent(s): FBR Capital Markets & Co.
Respondent Lawyers(s): Paul J. Kennedy
Arbitrator(s): Steven R. Bralove, Michael Wolf, Christopher M. McMurray
Hearing Site: Washington, DC
09-0659212/09/2011Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Thomas Flaherty
Respondent Lawyers(s): Matthew LeFande
Arbitrator(s): Michael Wolf, Kermit C. Zieg, Richard Charles Hotvedt
Hearing Site: Washington, DC

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