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FINRA Awards for James A. McGurk

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0002608/17/2017Claimant(s): David Slagter, William Davis
Claimant Lawyers(s): James A. McGurk
Respondent(s): Richard Babjak, World Equity Group.
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): John E. Parkes, Irving S. Capitel, Thomas Michael Genovese
Hearing Site: Chicago, IL
10-0339912/03/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Timothy Scanlan
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): James A. Lundberg
Hearing Site: Milwaukee, WI

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