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FINRA Awards for David E. Robbins

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0245811/17/2011Claimant(s): Steven Horn
Claimant Lawyers(s): David E. Robbins
Respondent(s): Whitehall Wellington Investments.
Respondent Lawyers(s): Stuart Weinberg
Arbitrator(s): Joseph B. Russell, Richard D. Chusid, Clive I. Morrick
Hearing Site: New York, NY
10-0456910/11/2011Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jennifer Mitchell
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): David N. Brainin
Hearing Site: New York, NY
07-0354109/03/2009Claimant(s): Agile Investments.
Claimant Lawyers(s): David E. Robbins
Respondent(s): D & D Securities., Solaris Alternative Capital Partners
Respondent Lawyers(s): Jeffrey Rosen, Paula D. Shaffner
Arbitrator(s): Mary Ann M. Melchiorre, Stephen T. Mayhew, Timothy J. Tarpey
Hearing Site: Philadelphia, PA

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