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FINRA Awards for Jerry H. Friedland

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0325906/06/2018Claimant(s): Darren Wright
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
13-0120612/06/2013Claimant(s): Anastasio Suarez
Claimant Lawyers(s): Anastasio Suarez
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
07-0089312/16/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Todd Ratner
Respondent(s): John Kuehl
Respondent Lawyers(s): David W. Dow
Arbitrator(s): Jerry H. Friedland, Paul T. Sachs, Jeffrey Charles Evanello
Hearing Site: Phoenix, AZ
06-0531810/25/2007Claimant(s): Ann Serrato
Claimant Lawyers(s): Michael C. Deutsch
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Jerry H. Friedland, Richard I. Topus, Barbara Mark-Dreyfuss
Hearing Site: Phoenix, AZ

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