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FINRA Awards for Lisa Marie Macci

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0055310/01/2014Claimant(s): Anthony Lodati
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): Robert Peyser
Respondent Lawyers(s): Robert V. Cornish
Arbitrator(s): Michael T. Williams, Alyson R. Dachelet, Lisa Marie Macci
Hearing Site: Miami, FL
Expungement
10-0474108/30/2011Claimant(s): Charlemagne Louis-Charles
Claimant Lawyers(s): Charlemagne Louis Louis-Charles
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): David H. Brodie
Arbitrator(s): Gregory S. Tendrich, Lisa Marie Macci, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
08-0419501/25/2010Claimant(s): SMH Capital.
Claimant Lawyers(s): Andrew R. Harvin
Respondent(s): Alan Pacella
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert K. Ruskin, Richard Andrew Cahlin, Lisa Marie Macci
Hearing Site: Boca Raton, FL

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