FINRA Awards for Deutsche Banc Alex Brown Inc.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00631	09/30/2022	Claimant(s): Kevin Nolan Claimant Lawyers(s): Denis Dice Respondent(s): Db Alex. Brown LLC Respondent Lawyers(s): Deutsche Banc Alex Brown Inc. Arbitrator(s): Richard E. Lauziere, Patricia M. Maher, Jay B. Bachar Hearing Site: Baltimore, MD