FINRA Awards for J.P. Morgan Securities Inc.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02100	03/19/2015	Claimant(s): Israel Ashkenazi Claimant Lawyers(s): David E. Robbins Respondent(s): J.P. Morgan Securities Inc. Respondent Lawyers(s): John Fullerton Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock Hearing Site: New York, NY
11-03145	09/18/2012	Claimant(s): Michael Lena Claimant Lawyers(s): Ryan D. Barack Respondent(s): J.P. Morgan Securities Inc. Respondent Lawyers(s): Mark E. Zelek Arbitrator(s): Roger C. Benson, Patricia Gunn, Randall Simmons Smith Hearing Site: Tampa, FL