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FINRA Awards for Laura A. Ledford

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0253403/11/2014Claimant(s): William Spalding
Claimant Lawyers(s): Stephen E. Hudson
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Daniel H. Yaffe, Richard S. Zaifert, Laura A. Ledford
Hearing Site: Atlanta, GA
12-0074210/17/2012Claimant(s): Ronald Raines
Claimant Lawyers(s): Stephen M. Cox
Respondent(s): Eli Cantrell, Grace Cantrell
Respondent Lawyers(s): Eli Cantrell, Grace E Cantrell
Arbitrator(s): Jack C. Aycock, Lynne T. Albert, Laura A. Ledford
Hearing Site: Charlotte, NC
Expungement

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