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FINRA Awards for Gary S. Jefferson

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0207908/03/2010Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): J. Sciara
Respondent Lawyers(s): J. Michael Sciara
Arbitrator(s): Gary S. Jefferson
Hearing Site: Memphis, TN
07-0173005/15/2008Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Greg Burden
Respondent Lawyers(s): John E. Barbush
Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson
Hearing Site: Oklahoma City, OK

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