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FINRA Awards for Gary S. Jefferson

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0131210/23/2017Claimant(s): Navin Barot
Claimant Lawyers(s): Cory Ferraez
Respondent(s): R.F. Lafferty & Co.., Todd Sherman
Respondent Lawyers(s): Richard L. Herzfeld
Arbitrator(s): Gary S. Jefferson, Robert H. Putnam, Eric Spencer Buchanan
Hearing Site: Jackson, MS
Checkmark IconExpungement
08-0088202/06/2009Claimant(s): Edward Francis Spencer Revocable Trust
Claimant Lawyers(s): Gene E. Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$0

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