| 09-00567 | 06/22/2011 | Claimant(s): Anthony Gusmano, Joseph Bellantuono
Claimant Lawyers(s): Douglas H. Wigdor
Respondent(s): ICAP Securities USA LLC
Respondent Lawyers(s): Christine A. Amalfe
Arbitrator(s): Garrett J. Dombrowski, Saverio J. Cina, Brian J. Burstin
Hearing Site: Newark, NJ
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| 08-00184 | 03/11/2009 | Claimant(s): George Wolfgang, Est. of George J. Wolgang by Linda Meyer
Claimant Lawyers(s): Peter S. Pearlman
Respondent(s): Leslie Shenkler
Respondent Lawyers(s): Leslie M. Greenspan
Arbitrator(s): Garrett J. Dombrowski, Anthony P. Connolly, Edith M. Novack
Hearing Site: Newark, NJ
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| 06-05327 | 02/02/2009 | Claimant(s): Cosme Monot
Claimant Lawyers(s): Alisa L. Silverstein
Respondent(s): LinkBrokers Derivatives Corporation In
Respondent Lawyers(s): Joel C. Haims
Arbitrator(s): Garrett J. Dombrowski, David L. Becker, Antonio Concepcion
Hearing Site: New York, NY
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| 07-03384 | 10/20/2008 | Claimant(s): Ronald Waseleski
Claimant Lawyers(s): Ronald Richard Waseleski
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Garrett J. Dombrowski
Hearing Site: Newark, NJ
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