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FINRA Awards for Arthur P. Fisch

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0235708/07/2009Claimant(s): ABS Brokerage Services, Iseroute, Llc, Pro Securities, L.L.C.
Claimant Lawyers(s): Carl M. Greenfeld
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Donald J. Rasweiler, Arthur P. Fisch, Douglas F. Stone
Hearing Site: New York, NY
07-0030003/18/2008Claimant(s): Benjamin Thomas
Claimant Lawyers(s): Alexis Pollock
Respondent(s): Vinton Rollins, Shattuck Hammond Partners
Respondent Lawyers(s): William J. McSherry
Arbitrator(s): Arthur P. Fisch, Joseph J. Arata, Susan C. Lushing
Hearing Site: New York, NY

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