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FINRA Awards for Travis McGregor

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Displaying 10 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0154809/19/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Christopher Callagy
Respondent Lawyers(s): Christopher Rice Callagy
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
17-0329707/11/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Michael Miser
Respondent Lawyers(s): Michael George Miser
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
17-0222405/17/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Mark Schrader
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
17-0307804/17/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Richard Montaldo
Respondent Lawyers(s): Richard Frank Montaldo
Arbitrator(s): Elizabeth Gilbert
Hearing Site: New York, NY
17-0233601/10/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Sean Rooney
Respondent Lawyers(s): Sean Peter Rooney
Arbitrator(s): Richard E. Castiglioni
Hearing Site: New York, NY
15-0229011/29/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Alex Perico
Respondent Lawyers(s): Alex G. Perico
Arbitrator(s): William E. Nuckel, Sandralin J. Kiss, Biagio A. Civale
Hearing Site: New York, NY
17-0182811/27/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Douglas Purcell
Respondent Lawyers(s): Lawrence Rubin
Arbitrator(s): Stephen Skardon
Hearing Site: Chicago, IL
17-0151411/09/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert Pincus
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): John J. Jordan, Anthony V. La Manna, Mary Jane Walk
Hearing Site: Philadelphia, PA
17-0039408/17/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Robert O'Herlihy
Respondent Lawyers(s): Robert Frances O'Herlihy
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
16-0102507/25/2017Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kevin Taylor
Respondent Lawyers(s): Kevin Wayne Taylor
Arbitrator(s): Mark L. Williams
Hearing Site: Kansas City, MO

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