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FINRA Awards for Mark E. Ruddy

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0319206/16/2011Claimant(s): John Gramins
Claimant Lawyers(s): Mark E. Ruddy
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Gayle S. Sanders, Carolyn A. Mann, Jeffrey P. Bachmann
Hearing Site: New York, NY

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