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FINRA Awards for Charles LaRocco

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0002909/14/2018Claimant(s): Charles LaRocco
Claimant Lawyers(s): Eric Litow
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Michael J. Meeusen
Hearing Site: Buffalo, NY

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