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FINRA Awards for Gerald F. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0033002/08/2013Claimant(s): David Parker
Claimant Lawyers(s): Gerald F. Smith
Respondent(s): First Citizens Securities Corporation
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Bernadette F. Rasmussen, William F. Julavits, John E. Allison
Hearing Site: Columbia, SC

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