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FINRA Awards for Richard W. Pendleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0411301/25/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Ken Bott
Respondent Lawyers(s): Aileen E. Cohen
Arbitrator(s): Steven A. Budin, Royetta M. Jones, Richard W. Pendleton
Hearing Site: Las Vegas, NV

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