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FINRA Awards for Richard W. Pendleton

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0315011/25/2009Claimant(s): Steven Cohen and Marsha Cohen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker
Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton
Hearing Site: Las Vegas, NV
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