Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02139 | 12/18/2017 | Claimant(s): David Hughes Claimant Lawyers(s): Jonah A. Toleno Respondent(s): Kestra Investment Services. Respondent Lawyers(s): Kelsey L. Hotchkiss Arbitrator(s): Joseph J. Woodford, Brian William Heublein, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 09-04869 | 04/18/2013 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Charles A. Hammaker Respondent(s): Stifel, Nicolaus & Co.., Gary Endres Respondent Lawyers(s): Andrew Shapren, Joseph A.. Dougherty Arbitrator(s): Nancy J. Spieczny, Deanna Margaret Veitia, Brian William Heublein Hearing Site: San Diego, CA | ||
| 09-06925 | 11/16/2010 | Claimant(s): Joe Woods Claimant Lawyers(s): Jeffrey S. Kob Respondent(s): Ann Bond, Brady Foley Respondent Lawyers(s): Daria Dub Carlson Arbitrator(s): Nancy J. Spieczny, Thomas Erique DuVoisin, Brian William Heublein Hearing Site: San Diego, CA |