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FINRA Awards for Kestra Investment Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0213912/18/2017Claimant(s): David Hughes
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): Kestra Investment Services.
Respondent Lawyers(s): Kelsey L. Hotchkiss
Arbitrator(s): Joseph J. Woodford, Brian William Heublein, Thomas L. Marshall
Hearing Site: San Diego, CA

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